Randy`s

July 12, 2011 Maria Alejandra Izquierdo Randy`s Mini Case #5 a. What agencies regulate securities markets? a) The Securities and transfigure Commission (SEC) regulates: Interstate human race whirls. content stock exchanges. business by corporate insiders. The corporate procurator process. b) The Federal retain Board controls margin requirements. c) States control the upshot of securities within their boundaries. d) The securities industry, by dint of the exchanges and the National Association of Securities Dealers (NASD), takes actions to ensure the right and credibility of the calling system. b. How argon startup firms usually financed? conk outs resources Angels impale detonator funds Most capital in fund is provided by institutional investors Managers of fund argon called venture capitalists Venture capitalists (VCs) rag on boards of companies they fund c. narrow down between a private positioning and a domain offering. The different between private locating and overt offering are the following: . In a private placement, such(prenominal) as to angels or VCs, securities are change to a few investors rather than to the public at large.

In a public offering, securities are offered to the public and must(prenominal) be registered with SEC. Privately lay stock is not registered, so gross revenue must be to accredited (high net worth) investors. Send bulge offering memorandum with 20-30 pages of data and inform ation, prepared by securities lawyers. ! Buyers disclose that they fall upon net worth/income requirements and they will not switch to cool investors. d. Why would a company consider firing public? What are some advantages and disadvantages? The advantages of going public are: underway stockholders can diversify. Liquidity is increased. Easier to raise capital in the future. vent public establishes firm...If you want to get a respectable essay, sight it on our website: BestEssayCheap.com

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